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Member firms

Any brokerage firm, investment firm, bank or special financial institution that meets the conditions set by the Markets in Financial Instruments Act (ZTFI), the Exchange Articles of Association and the Exchange Rules can become a member of the Exchange. Exchange member firms employ traders – experts with the exclusive right to conclude trades and thus render investment services.

A brokerage firm is an investment firm with its registered office in the Republic of Slovenia, which has obtained authorization from the Slovene Securities Market Agency (Agency) to perform investment services and trades. Investment services and trades can also be rendered by banks, pursuant to the Slovene Banking Act (ZBan-1), but not without the authorization of the Bank of Slovenia. These services may also be rendered by:

  • investment firms from a member state, which set up a branch office in the Republic of Slovenia under the ZTFI or are eligible under the ZTFI to directly render investment services and trades in the Republic of Slovenia;
  • banks or special financial institutions from a member state, which set up a branch office in the Republic of Slovenia under the ZBan-1 or are eligible to directly render investment services and trades in the Republic of Slovenia;
  • branch offices of an investment firm from a third country, which obtain the Agency’s authorization for incorporation;
  • branch offices of a bank from a third country, which obtain the Bank of Slovenia’s authorization for incorporation and are eligible under ZBan-1 to render investment services and trades.

Aside from the legal persons referred to above, no entity is allowed to render investment services and trades on the Slovene regulated market.

Member firms have to meet also other conditions.

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DATA
INDEX SBITOP on Nov 26. 2014 at 09:18
Value Change in %
817.20 0.00%

PRIME MARKET SHARES on Nov 26. 2014 at 09:18
Symbol Value
(EUR)
Change in %
GRVG 6.351 0.00%
IEKG 1.540 0.00%
KRKG 58.90 0.00%
LKPG 24.050 0.00%
MELR 72.50 0.00%
PETG 299.90 0.00%
POSR 16.600 0.00%
TLSG 157.00 0.00%
ZVTG 24.690 0.00%

TOP 3 GAINERS / DECLINERS on Nov 26. 2014 at 09:18
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